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                                                                   Margin Associate 

 

Summary: 

Credit & Risk group is looking for a Margin Associate who will play a substantial role in the issue and monitoring beginning and intra-day margin calls to clients and follow up as necessary. 

This position requires a highly organized and analytical thinker who can quickly adapt to daily challenges and take on a variety of responsibilities in this relatively small but important department. 

A successful candidate will be a mature self-starter who has demonstrated the ability to function independently in a fast- paced, dynamic and demanding environment. 

Description 

The Credit & Market Risk function exists to mitigate counterparty / institutional customers risk in the equity, options and fixed income markets. The group is also responsible for all margin-related processes. This involves reviewing the firm’s credit & risk exposure (Portfolio Margin / Prime Brokerage, Repo, or Securities Lending) on a daily basis. 

Main duties of the role will include but not be limited to: 

• Create risk reports for external distribution 

• Issue and monitor beginning and intra-day margin calls. 

• Monitor deposits at all central clearing counterparties (DTC, NSCC, OCC and FICC). 

• Quantify potential impact on CCP deposits based on potential new transactions or new relationships. 

• Responsible for reviewing and submitting wire requests for clients 

• Identify issues and escalate to management. 

• Review clients’ portfolios. 

Qualifications: 

• Bachelor's degree from an accredited traditional 4-year college/university, preferably in finance, mathematics or economics. 

• Thoughtful, precise, clear and accurate written and oral communication skills. 

• Strong Proficiency in Excel, Access to maintain, improve and develop reporting tools. 

• Strong interest in client interaction and possess outstanding verbal and written communication skills 

• Strong problem solving and analytical skills. 

• Strong organizational skills.